It’s
never too late … Choosing
a financial advisor you trust and are comfortable with can be
challenging. If you are looking for independent, objective financial planning and advice – without account minimums or conflicts of interest, you should know:
It’s your money, your goal and your plan. My approach considers more complete solutions, ones that are clear, understandable and actionable while being based on your personal situation. I’m here when you need expert advice to help you tap into your financial potential or refine your strategies as circumstances change. We help you explore and review your wants, needs, resources and risk tolerance. And, if appropriate, we offer a broad range of products that can help you:
DLC
& Associates will guide you through the often confusing variety
of financial options. Call 703-736-0430 for a
FREE, 30-minute, get-acquainted consultation. You’ll be
glad you did! |
Licenses, Certifications and Affiliations Dennis Lund, CFP© is a Certified Financial Planner located in Reston, Virginia, and is registered as an Investment Adviser in the states of Virginia, Maryland and North Carolina. He is a registered representative licensed in:
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You should know ... The Securities and Exchange Commission (SEC) regulates investment advisers and advisory activities under the Investment Advisers Act of 1940. One of the central elements of the regulatory program is the requirement that, unless an adviser is exempt under specific provisions of the Act, he or she must register with the SEC. Two of these exemptions are for investment advisers managing less than $25 million in total client assets, and investment advisers that provide financial planning services for a fee but do not manage investment portfolios on a continuous basis. These investment advisers, many of whom offer both services, are subject to state securities regulation. Financial Planners may affiliate with firms authorized by FINRA (the Financial Industry Regulatory Authority), i.e., brokers/dealers, to transact investment banking or securities business in the United States. Our Broker Dealer Affiliation
Every securities professional associated with an FINRA (the Financial Industry Regulatory Authority) firm, who will engage in securities transactions must register with FINRA as a registered representative or principal. Each applicant must be thoroughly investigated to determine that he/she has not violated any federal or state law or any FINRA or stock exchange rule that would prohibit him/her from entering the securities business. He/she must then pass a qualification examination to demonstrate he/she is knowledgeable and has thorough understanding of securities products. |
| SEC
and FINRA information courtesy the Financial Planners Association,
FPAnet.org |
Securities
are offered through Medallion Investment Services, Inc. Member FINRA/SIPC,
410-544-8400. Investment advice is offered through Medallion Advisory
Services, LLC, Registered Investment Adviser. Insurance products
are offered through Medallion Insurance Services, LLC, wholly-owned
subsidiaries of TMG Holding Company, Inc., T/A The Medallion Group.
DLC & Associates, LLC, Tax and Financial Services Center, and
the Medallion Group are independent entities.DLC & Associates,
LLC
Tax & Financial Services Center
Reston, Virginia
703-736-0430
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